第十二届全国人民代表大会常务委员会第三次会议决定，对《中华人民共和国证券法》作出修改 将百二十九条款修改为：“证券公司设立、收购或者撤销分支机构，变更业务范围，增加注册资本且股权结构发生重大调整，减少注册资本，变更持有百分之五以上股权的股东、实际控制人，变更公司章程中的重要条款，合并、分立、停业、解散、破产，必须经国务院证券监督管理机构批准。”
本书作者苏珊·夏皮罗揭示出“金融大鳄”——公开招股公司代理人、股票买卖者、证券经纪人、投资顾问、会计及律师等是如何滥用投资者的信任的，她还忠实地记录下了美国证交会的侦破对策。后，她提出了若干政策性建议，以强化证交会作为政府在证券市场的守户神……
This book is drafted in a style of common law textbook， just like those using in the law schools of U.S.A.， but with typical Chinese securities cases and laws. It covers the general introduction of Chinese securities laws on securities issuance， transactions， institutions， regulatory and legal liabilities for illegal practices. In each section， after the introductions of specific rules and rationale， a case is followed with summary of facts， ruling of the courts. Sothe readers may have an oversight to Chinese securities laws and the students can learn therelevant laws through cases method. I want to send this book to my wife Xu Xiaoxia as a gift to celebrate our loving time of20 years. And thank the intemational students studying the Master Program in Chinese Law of Beijing Normal University. Sincerely appreciate helps from the editors of University of International Business and Economics Press.
